Core Values
Integrity – Prism Capital places the interests of its clients above all else. Our clients place their trust and faith in us. In return, we owe our clients a duty of care and loyalty when providing advice or acting on their behalf. This is a duty we welcome, and one we take very seriously.
Transparency – As a fee-only advisor, Prism Capital does not receive commissions, revenue-sharing, or third-party payments of any kind. Our only compensation comes from fee revenue paid directly by our clients. Any potential conflicts of interest are fully disclosed and addressed in advance.
Objectivity – As an independent investment advisor, Prism Capital is not affiliated with any fund manager or other provider of investment services. Advice, recommendations, and investment actions taken are based on objective, independent analysis, with the sole purpose of furthering the interests of our clients.
Discipline – We follow a prudent, disciplined approach to money management. Our investment process focuses on fundamental valuation and the management of risk. Portfolio positioning and market exposure are diligently managed and maintained within the parameters of the given investment strategy.
Prism Capital has adopted the CFA Institute Code of Ethics and Standards of Professional Conduct. You can download a copy of the Code and Standards here:
About Prism Capital
Recent Articles
Sleeping With the Enemy
March 15th, 2010
When it comes to investing, our worst enemy may be the one we wake up with every morning.
Opportunity Knocks
November 28th, 2009
The Roth IRA was introduced in 1998. While it has proven to be a very popular alternative to traditional IRAs, IRS income limits have prevented many from taking advantage of its unique features.
Hair of the Dog
July 22nd, 2009
The quickest cure for a hangover is more drink - a little hair of the dog that bit you.